SOX 404 Deadline extended for Small Biz, By James DeLuccia IV
An early Christmas present to all “Smaller Companies and Newly Public Companies” from the SEC was announced on December 15, 2006 (Press release 2006-210). This further extends the deadline for...
View ArticleTJX Hacked; International customer impacts; personal section of WSJ?
[Updated as of 2/1/07] I have been following this debacle with TJX that had “‘a limited number’ of individuals had been stolen from the compromised system. And by ‘limited’ we mean substantially less...
View ArticleNew format – New Feature
As the hundreds of non-rss readers know, a few days ago I switched the theme of this site to a simpler and easier to read layout. So, if you were tired of the dark fonts and murky background please...
View ArticleU.S. Markets Competitive (again?) – SOX and company are good
Ernst and Young‘s global survey released today indicated that despite popular press and political dancing (Paulson Interim Report, Bloomberg/Schumer Report) the U.S. IS, in fact, competitive. This is...
View ArticleIIA South Eastern Regional Conference Day 2.1 – Effective Compliance Programs
The second day of the conference was excellent. Everyone I spoke with regarding the speakers, topics, and materials thought day 2 was the best and blew away the first day. I had the privilege to attend...
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